昨日，“迪博(bo)?中(zhong)國(guo)上(shang)市公司內部控制指數”正式(shi)在京發(fa)(fa)(fa)布。中(zhong)國(guo)證監(jian)會上(shang)市部副主任趙立新表(biao)示，內控指數的編制和發(fa)(fa)(fa)布，填(tian)補了國(guo)內關于內部控制定量(liang)評價研究的空白(bai)，必將對我(wo)國(guo)上(shang)市公司的規(gui)范發(fa)(fa)(fa)展(zhan)作出重要(yao)貢獻。

　　根(gen)據昨日(ri)公(gong)布(bu)的(de)(de)首個“迪博?中(zhong)(zhong)國(guo)上市公(gong)司(si)內部(bu)控制指數(2011年)”，綜(zong)合排(pai)名最前(qian)的(de)(de)10家上市公(gong)司(si)分(fen)別是(shi)中(zhong)(zhong)國(guo)石(shi)油(9.85,0.00,0.00%)、長(chang)江(jiang)電力(6.40,0.00,0.00%)、工商銀行(4.15,0.00,0.00%)、S上石(shi)化(7.28,0.00,0.00%)、中(zhong)(zhong)國(guo)建筑(3.53,0.00,0.00%)、華能國(guo)際(4.49,0.00,0.00%)、中(zhong)(zhong)國(guo)南車(che)(5.37,0.00,0.00%)、大唐發電(4.91,0.00,0.00%)、上海(hai)醫藥(14.95,0.00,0.00%)和中(zhong)(zhong)國(guo)中(zhong)(zhong)鐵(3.21,0.00,0.00%)。貴州茅臺(tai)(205.70,0.00,0.00%)、建設銀行(4.51,0.00,0.00%)、萬科A(8.44,0.00,0.00%)、青島啤酒(38.14,0.00,0.00%)、寶鋼(gang)股(gu)份(5.27,0.00,0.00%)位列11至15位。

　　趙立新表示，上(shang)市公(gong)司(si)內控(kong)(kong)指數的發布是(shi)繼《企業內部控(kong)(kong)制基本(ben)規范》及配套指引之(zhi)后，我國內部控(kong)(kong)制建設歷(li)史上(shang)的又一件大事，它將成為推(tui)動(dong)上(shang)市公(gong)司(si)貫徹落實內部控(kong)(kong)制規范體系、提升上(shang)市公(gong)司(si)治理水平和規范運作水平、促(cu)進(jin)資本(ben)市場健康持續發展(zhan)的重要(yao)工具(ju)。

　　他進一步表示，2005年(nian)以來，證監會(hui)就把(ba)持續推動上市(shi)公司建立內(nei)(nei)控(kong)(kong)制度作為重點(dian)工作，取(qu)得了(le)一定(ding)成績。但對(dui)于市(shi)場(chang)參與者來說，目前仍面臨(lin)上市(shi)公司內(nei)(nei)控(kong)(kong)建設水平(ping)究(jiu)竟如(ru)何(he)、怎樣有(you)(you)效衡量(liang)上市(shi)公司內(nei)(nei)控(kong)(kong)體系的(de)完善程(cheng)度、如(ru)何(he)有(you)(you)效衡量(liang)內(nei)(nei)控(kong)(kong)建設對(dui)企業(ye)(ye)經營目標實現(xian)的(de)促進作用等問題。目前業(ye)(ye)界尚沒有(you)(you)一個統一且(qie)具有(you)(you)權(quan)威性(xing)的(de)標準(zhun)，上市(shi)公司內(nei)(nei)控(kong)(kong)指數的(de)發布正好(hao)填補了(le)這一空白。

　　國資委改革局副局長于寶恒表示，近年來央企(qi)上(shang)市公(gong)(gong)(gong)司(si)規范化運作(zuo)取得了不少(shao)成績，但央企(qi)內控(kong)和(he)規范運作(zuo)中依然存(cun)(cun)在(zai)不少(shao)問題。據不完全統計，共有(you)40余家央企(qi)控(kong)股的(de)110多(duo)家上(shang)市公(gong)(gong)(gong)司(si)之間(jian)存(cun)(cun)在(zai)不同程度的(de)同業競爭，約占央企(qi)上(shang)市公(gong)(gong)(gong)司(si)的(de)1/3；此外，上(shang)市公(gong)(gong)(gong)司(si)與集團公(gong)(gong)(gong)司(si)之間(jian)也(ye)大量存(cun)(cun)在(zai)同業競爭和(he)關聯交易的(de)情況。上(shang)市公(gong)(gong)(gong)司(si)內控(kong)指數的(de)發(fa)布，將(jiang)對監管機構開展上(shang)市公(gong)(gong)(gong)司(si)內控(kong)評價、把握上(shang)市公(gong)(gong)(gong)司(si)內控(kong)建設水平具有(you)重要意(yi)義，同時(shi)對上(shang)市公(gong)(gong)(gong)司(si)提升風(feng)險(xian)管理能力(li)也(ye)將(jiang)產生積極影(ying)響(xiang)。

　　作(zuo)為(wei)課題主持人之(zhi)一，迪博企業風險(xian)管(guan)(guan)理技術有(you)(you)限公(gong)(gong)司(si)(si)董事長胡為(wei)民(min)表示，指數及(ji)其成果的(de)(de)(de)推廣應用，將(jiang)為(wei)上(shang)市(shi)公(gong)(gong)司(si)(si)投資者、債權人、管(guan)(guan)理層、監管(guan)(guan)部門(men)、中(zhong)介服務機(ji)構做出(chu)投資決(jue)策(ce)、信貸決(jue)策(ce)、微觀(guan)管(guan)(guan)理決(jue)策(ce)、宏觀(guan)調(diao)控(kong)決(jue)策(ce)、職業判斷決(jue)策(ce)提(ti)供直觀(guan)參考，對于促進(jin)上(shang)市(shi)公(gong)(gong)司(si)(si)內(nei)(nei)部控(kong)制體系建(jian)設、提(ti)升上(shang)市(shi)公(gong)(gong)司(si)(si)風險(xian)管(guan)(guan)控(kong)能力、規范資本(ben)市(shi)場運行以及(ji)推動(dong)我國(guo)(guo)經濟的(de)(de)(de)可持續發展都有(you)(you)著(zhu)積極而(er)深遠的(de)(de)(de)意義，是我國(guo)(guo)內(nei)(nei)部控(kong)制體系建(jian)設過程(cheng)中(zhong)的(de)(de)(de)一項重大突破(po)。